Financial Misrepresentation Data
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- Written by Administrator
The Financial Misrepresentation data contains all SEC and DOJ enforcement actions that include violations of the Securities Exchange Act of 1934 § 78.13(b)(2)(A), 78.13(b)(2)(B) and 78.13(b)(5) and Code of Federal Regulations CFR 240.13b2-1 and 240.13b2-2 through the end of the last calendar year. Realted enforcement proceedings are grouped together to form a single observation in the Actions table. Each Action has a unique ActionID that identifies corresponding entries in the Events, Respondents and Violations tables. Please refer to the documentation for structure and data field descriptions.
For additional information see A Critical Analysis of Databases Used in Financial Misconduct Research by Karpoff, Koester, Lee and Martin.
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